In brief
Our SOX Compliance Assessment helps public companies meet Sarbanes-Oxley Act requirements. We assess risks to financial reporting, evaluate and test internal controls over financial reporting, review documentation and recommend improvements.
Our SOX Compliance Assessment is a comprehensive solution designed to help public companies comply with the Sarbanes-Oxley Act (SOX) requirements. The program provides a proactive and systematic approach to assess, plan, implement, and monitor SOX compliance strategies, ensuring compliance with federal regulations.
Our SOX Compliance Assessment includes the following offerings:
Risk Assessment A comprehensive risk assessment to identify, evaluate, and prioritize the risks that threaten the accuracy and completeness of financial reporting.
Control Assessment A thorough assessment of the effectiveness of the company’s internal controls over financial reporting to ensure compliance with SOX requirements.
Documentation Review An assessment of the company’s documentation to ensure that it meets SOX’s record-keeping requirements.
Testing We conduct testing of the company’s controls to ensure that they are operating effectively and efficiently.
Recommendations We provide recommendations to help the company mitigate identified risks and compliance gaps and to implement best practices for SOX compliance.
Our SOX Compliance Assessment is designed to be flexible and scalable to meet the unique needs of each company. We work with you to develop a customized SOX compliance plan that aligns with your company’s objectives, industry requirements, and regulatory compliance obligations.
With our SOX Compliance Assessment, you can be confident that your company is meeting its financial reporting requirements and protecting investors from fraud and mismanagement.
Frequently Asked Questions
Who needs SOX compliance?
Public companies, which must comply with the requirements of the Sarbanes-Oxley Act (SOX).
What does the SOX Compliance Assessment include?
A risk assessment of threats to the accuracy and completeness of financial reporting, an assessment of internal controls over financial reporting, a documentation review against SOX record-keeping requirements, testing of controls, and recommendations to close gaps.
Do you test our controls?
Yes. We test the company's controls to confirm they are operating effectively and efficiently.